stock exchange liability Archives

SEC’s Aguilar Wants Stock Exchange Execs Liable for Failures

A proposal that would require stock exchanges to be better equipped to handle market disruptions does not go far enough to hold senior officials accountable for failures, Securities and Exchange ...

Nasdaq Shutdown Forces SEC’s White Into Fight With Market Perils

A three-hour shutdown of the Nasdaq Stock Market marks the first test of Securities and Exchange Commission Chairman Mary Jo White's ability to push through stronger technology safeguards for ...

Wall Street Brokers Support Removing Liability Shield for Stock Exchanges

The government should strip U.S. stock exchanges of the legal status that protects them from most lawsuits, a trade group for brokers said. In a letter to the Securities and Exchange Commission, the ...