Regulation & Compliance
Moody’s Still Sees Negative Outlook For Most U.S. State, Local Governments
Moody's Investors Service said on Tuesday that most U.S. public finance sectors, such as state and local governments, still face a negative outlook and will likely continue to do so until fiscal and ...SEC’s Aguilar Urges End To Mandatory Arbitration Deals By Brokerages
A top U.S. securities regulator on Tuesday urged the government to consider adopting new rules that would prohibit or restrict brokerages and advisers from forcing customers to sign away their right ...
Florida Workers’ Compensation Ruling’s Pricetag: $65 Million
A Florida court's ruling that the state's 104-week limit on injured workers' temporary benefits is unconstitutional could increase costs by $65 million, says the workers' compensation industry's ...U.S. Regulator To Fault JPMorgan Over Madoff Accounts: Reuters Report
U.S. regulators plan to fault JPMorgan Chase & Co, which served as Bernie Madoff's main bank for two decades, for failing to conduct adequate due diligence and report suspicious activity, ...
U.S. Regulators Making Progress Against ‘Too-Big-to-Fail’
For the past year, a special team of U.S. bank regulators has been on a quiet mission to end the belief on Wall Street that large banks are "too big to fail." The team from the Federal Deposit ...State Insurance Commissioners Approve American Indian Outreach
The National Association of Insurance Commissioners (NAIC) has approved the formation of an American Indian Liaison Committee to address cooperation between sovereign states and sovereign tribal ...
UPDATE: Japan, U.S. Agree on Tokyo Joining Trans-Pacific Trade Talks
Japan and the United States on Friday agreed on a deal paving the way for Tokyo to join talks on an Asia-Pacific free trade agreement, increasing the economic weight of the proposed pact and ...
India Seeks Investors from U.S., Canada to Fund Current Deficit
India's finance minister will seek to drum up foreign investment from the United States and Canada this week to fund a record high current account deficit, even as policymakers debate the risks of ...