Regulation & Compliance Archives - Page 179 of 189

Judge Won’t Block SEC Use Of Recording Against Goldman’s Tourre

Three years after Fabrice Tourre became the face of a major U.S. regulatory action against Goldman Sachs Group Inc., a newly uncovered phone recording is giving the Securities and Exchange Commission ...

SEC Says Man Used JOBS Act To Lure Investors Into Fraud Scheme

The Securities and Exchange Commission on Thursday filed charges against a man accused of luring investors into a fraudulent investment scheme by promising big returns under a provision of the 2012 ...

EU Lawmakers Water Down Accountancy Reform

European Union plans forcing companies to change accountants regularly were watered down on Thursday, providing some relief for the "Big Four" auditors that check most large company books. A panel ...

Are Class Actions Looming After Twitter Hoax?

A securities lawyer appearing on CNBC on Thursday, two days after the financial markets were shaken by a Twitter hoax, suggested that liability lawsuits—and even class actions—are now in the ...

Defining Terrorism For Policies Not A Simple Task After Boston Tragedy

There are a number of issues involved in determining whether the Boston bombings tragedy would be considered a terrorist act for insurance purposes such as determining the applicability of terrorism ...

U.S. SEC Looks To Ease Rules For Launching ETFs

The U.S. Securities and Exchange Commission may revive a proposal that would make it easier and cheaper to launch certain kinds of exchange-traded funds, according to interviews with SEC staff. Amid ...

EU’s Barnier Warns U.S. Over ‘Radical’ New Bank Rule

A U.S. plan to force foreign banks to hold far more capital could sow discord among supervisors and lead to retaliation from abroad, European Union financial services czar Michel Barnier said on ...

S&P Asks Federal Judge To Dismiss U.S. Fraud Lawsuit

Standard & Poor's asked a federal judge on Monday to dismiss a U.S. Justice Department civil suit against the rating agency, arguing the government's case is based on vague statements that cannot ...

Texas Fertilizer Co. Didn’t Disclose Hazard Chemical Levels To DHS

The fertilizer plant that exploded last Wednesday, obliterating part of a small Texas town and killing at least 14 people, had last year been storing 1,350 times the amount of ammonium nitrate that ...

A.M. Best Affirms Meadowbrook Ratings, But Outlook Negative

On Friday, A.M. Best Co. announced that the rating agency removed the "under review" status of "A-minus" financial strength ratings for Meadowbrook Insurance Group and its subsidiaries. The status of ...

Company	Symbol	Close	1 Day Chg
Kingsway Corporation	KWY	$9.25	+6.32%
Ategrity Specialty Insurance Company Holdings	ASIC	$25.02	+5.93%
Goosehead Insurance, Inc.	GSHD	$62.00	+5.53%
Hippo Holdings Inc.	HIPO	$29.15	+5.01%
Universal Insurance Holdings, Inc.	UVE	$43.34	+4.16%

Company	Symbol	Close	1 Day Chg
Selective Insurance Group, Inc.	SIGI	$92.78	-3.69%
HCI Group, Inc.	HCI	$175.94	-1.62%
Kingstone Companies, Inc.	KINS	$19.67	-1.21%
AMERISAFE, Inc.	AMSF	$30.06	-1.15%
Horace Mann Educators Corporation	HMN	$51.76	-0.65%

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